Forms Incorporated by Reference to Division of Securities Rules

Rule 69W-302.001 - Application for Payment from the Securities Guaranty Fund, Form OFR-SGFund; Assignment of Right, Title and Interest in Final Judgment or Restitution Order in Connection with Recovery from Securities Guaranty Fund, Form OFR-SGFund-A

Rule 69W-500.019 - Notice of Transaction Under Florida Accredited Investor Exemption, Form OFR-FAIE (08-25)

Rule 69W-500.020 - Notice of Transaction Under Florida Invest Local Exemption, Form OFR-FILE (08-25)

Rule 69W-600.0018 - Notice of Florida Limited Offering Pursuant to Section 517.0611, Florida Statutes, Form FLO; Preparing a Disclosure Statement for a Florida Limited Offering Pursuant to Section 517.0611, F.S., Supplement FLO

Rule 69W-1000.001 - Office of Financial Regulation Disciplinary Guidelines for Chapter 517, Florida Statutes (F.S.) and Division 69W, Florida Administrative Code (F.A.C.)