Canadian Dealers: Associated Person

Canadian dealers are NOT required to register their associated persons in Florida.

An associated person who represents a Canadian dealer who has made a notice-filing under this subsection is exempt from the registration requirements of this section and may effect transactions in securities in this state as permitted for a dealer under section 517.12(16) (f), Florida Statutes, if such person is registered in the jurisdiction from which he or she is effecting transactions into this state.