Registration Data Download
The files listed below are zipped files, which are downloadable to Excel spreadsheet format. The License Codes file contains an explanation of the codes used for each Registration program.
NOTE: Initial Effective Date
The earliest date of licensure for this specific entity, branch or individual person. It does not imply that this licensee has remained continuously licensed since that date. If blank, the date was prior to the beginning of the current automated system (10/91).
Division of Financial Institutions Application List
Division of Financial Institutions All Application Types: DFI Applications
Division of Consumer Finance Program Lists
Loan Originators
Loan originators with last names A through I: Loan Originators (NMLS) A-I
Loan originators with last names J through R: Loan Originators (NMLS) J-R
Loan originators with last names S through Z: Loan Originators (NMLS) S-Z
Mortgage Brokers and Mortgage Lenders
Chapter 494 businesses including Mortgage Brokers and branch offices: Ch 494 Businesses - NMLS (MBR - MBRB)
Chapter 494 businesses including Mortgage Lenders and branch offices: Ch 494 Businesses - NMLS (MLD - MLDB)
Consumer Collection Agencies and Commercial Collection Agencies
Consumer Collection Agencies and Commercial Collection Agencies: Collection Agencies
Consumer Finance Companies
Consumer Finance Businesses: CF Businesses
Retail Installment Sellers
Sales Finance Businesses and branches offices: SF Businesses
Retail Installment Sellers and branches offices: RS Businesses A - J
Retail Installment Sellers and branches offices: RS Businesses K - Z
Motor Vehicle Retail Sellers and branches offices: MV Businesses
Home Improvement Retail Sellers and branches offices: HI Businesses
Money Services Businesses
Money Services Businesses License Codes
Businesses licensed as Money Transmitters: Money Services Businesses and Check Cashers
MT Business locations - File #s less than 051832: Money Transmitter Locations
MT Business locations - File #s greater than 051832: Money Transmitter Locations
Title Loan Companies
Title Loan Lenders: TL Lenders
Division of Securities Program Lists
Securities Registration Codes
Securities firms registered as dealers, issuer dealers and investment advisers: Firms A-I
Securities firms registered as dealers, issuer dealers and investment advisers: Firms J-Z
Individuals registered as associated persons with issuer dealers and dealers that are not members of FINRA: Associated Persons A-Z